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Ian Lee Ian Lee

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Advanced-CAMS-Audit최신버전자료최신버전덤프데모

ACAMS Advanced-CAMS-Audit인증시험덤프는 적중율이 높아 100% ACAMS Advanced-CAMS-AuditACAMS Advanced-CAMS-Audit시험에서 패스할수 있게 만들어져 있습니다. 덤프는 IT전문가들이 최신 실러버스에 따라 몇년간의 노하우와 경험을 충분히 활용하여 연구제작해낸 시험대비자료입니다. 저희 ACAMS Advanced-CAMS-Audit덤프는 모든 시험유형을 포함하고 있는 퍼펙트한 자료기에 한방에 시험패스 가능합니다.

ACAMS Advanced-CAMS-Audit 시험요강:

주제
소개

주제 1

Planning and Scoping: This section of the exam measures the skills of audit managers and covers the processes involved in planning an audit engagement. It includes defining the scope, objectives, and resources required for an effective audit. A critical skill evaluated here is the ability to identify risks and develop a comprehensive audit plan that addresses those risks while ensuring compliance with relevant standards.

주제 2

Corporate Governance and the Audit Function: This section of the exam measures the skills of auditing professionals and covers the principles and frameworks that guide effective governance in organizations. It emphasizes understanding the roles and responsibilities of the board of directors, management, and auditors. A key skill assessed is the ability to evaluate governance structures and their impact on organizational performance.

주제 3

Fieldwork and Evaluation: This section of the exam measures the skills of target professionals to demonstrate audit procedures during fieldwork. It involves collecting evidence, testing controls, and evaluating findings to ensure accuracy and reliability.

주제 4

Reporting, Recommendations, and Follow-Up: This section of the exam measures the skills of audit managers and covers the communication of audit findings to stakeholders. It includes developing clear recommendations for improvement based on evaluation results and ensuring follow-up on those recommendations.

>> Advanced-CAMS-Audit최신버전자료 <<

Advanced-CAMS-Audit시험패스, Advanced-CAMS-Audit유효한 시험

Pass4Test 의 ACAMS인증 Advanced-CAMS-Audit덤프는ACAMS인증 Advanced-CAMS-Audit시험에 도전장을 던진 분들이 신뢰할수 있는 든든한 길잡이 입니다. ACAMS인증 Advanced-CAMS-Audit시험대비 덤프뿐만아니라 다른 IT인증시험에 대비한 덤프자료도 적중율이 끝내줍니다. ACAMS인증 Advanced-CAMS-Audit시험이나 다른 IT인증자격증시험이나Pass4Test제품을 사용해보세요.투자한 덤프비용보다 훨씬 큰 이득을 보실수 있을것입니다.

최신 AML Certifications Advanced-CAMS-Audit 무료샘플문제 (Q13-Q18):

질문 # 13
Which action would an auditor take to evaluate design effectiveness?

A. Carry out a sample check of suspicious activity reports and make sure they are in line with policies and procedures.
B. Confirm that alerts in transaction monitoring have been properly escalated or waived.
C. Check whether the policies and procedures are consistent with the authorities' regulations.
D. Confirm that customer records are being kept in accordance with policies and procedures.

정답：C

설명：
* Explanation:Evaluating design effectiveness involves determining whether policies and procedures align with regulatory standards, which sets the foundation for a compliant AML/CFT program. This is a design-level assessment rather than testing implementation or outcomes, which would pertain to operational effectiveness.

질문 # 14
Which should the auditor recommend to management in terms of the client's risk rating procedures?

A. Include an assessment of risk factors of channel, credit, and transaction risk to determine the client's composite AML and sanctions risk score.
B. Remove enhanced due diligence requirements for long-standing clients that are art collectors and do not transact with precious metals.
C. Remediate client files to verify their AML and sanctions risk rating and document enhanced due diligence measures, where applicable.
D. Provide staff with training on new record retention requirements for occasional transactions.

정답：A

설명：
* Incorporating Comprehensive Risk Factors
* By including an assessment of channel, credit, and transaction risks, the client's overall risk profile is accurately determined. This aligns with risk-based approaches emphasized by FATF and CAMS-Audit standards.
* These risk factors provide a granular view of the client's risk level, ensuring proper classification into Standard or Enhanced Due Diligence categories.
* Regulatory Alignment
* FATF Recommendations mandate that client risk assessments consider the products, services, and delivery channels used, as well as geographic and transactional risks.
ConclusionImplementing composite AML and sanctions risk scores ensures the institution is compliant with regulatory standards and adequately mitigates risks associated with different client profiles.

질문 # 15
Which scenarios should be used to monitor for potential elder abuse? (Select Two.)

A. Scenarios 8
B. Scenarios 1
C. Scenarios 2
D. Scenarios 7
E. Scenarios 5

정답：A,D

설명：
* Explanation:Scenarios 7 and 8 align with elder abuse detection by focusing on unusual account behaviors, like abrupt large withdrawals or transactions inconsistent with the elder's profile. Patterns like these often indicate exploitation.

질문 # 16
Which recommendation should the audit team provide to address transaction monitoring (TM) issues?

A. Switch off those detection scenarios that are producing too many false positives.
B. Apply the same thresholds across all client types to ensure alignment of risk coverage.
C. Provide training for first-line staff on how to review and disposition TM alerts.
D. Perform a coverage assessment of the current suite of TM detection scenarios against the bank's money laundering and terrorist financing risks

정답：D

설명：
Importance of Coverage Assessment:
* Coverage assessment ensures that the TM scenarios address the full spectrum of identified money laundering (ML) and terrorist financing (TF) risks relevant to the organization.
* This aligns with FATF Recommendations on risk-based approaches and the effectiveness of transaction monitoring systems.
Key Reference Justification:
* Basel Committee guidelines stress that financial institutions must regularly review their transaction monitoring coverage to ensure alignment with the risk landscape.

질문 # 17
Which conclusion should the auditor make regarding the staff attendance of the periodic AML training program organized by the bank?

A. Staff attendance is incomplete because the board of directors is not part of the staff required to attend the periodic trainings, and there is no other specially designed AML training for the board.
B. Staff attendance is complete because the training is mandatory for staff in the business, operations compliance and senior management whose duties involve knowledge of AML controls and processes.
C. Staff attendance is complete because all staff in the institution are required to attend the AML training as part of the staff onboarding process.
D. Staff attendance is incomplete because the compliance officer or the delegates are not part of the staff facilitating the 3-hour periodic AML training.

정답：A

설명：
Importance of AML Training for All Levels of an Institution:
* Advanced CAMS-Audit and FATF emphasize that AML training programs should be inclusive of all stakeholders, including senior management and board members, as they are integral to establishing an effective AML/CFT compliance culture.
Board-Level Training Specifics:
* Directors require tailored AML training to address strategic oversight responsibilities rather than operational controls. Periodic training is mandatory to keep the board updated on regulatory changes and institutional risk profile adjustments.
Audit Observation:
* Exclusion of the board from AML training reflects a gap in the institution's AML framework, potentially exposing it to regulatory scrutiny.
Reference to AML/CFT Standards:
* FATF Recommendations mandate training for all levels of an institution, explicitly highlighting senior management and governance roles in compliance efforts.

질문 # 18
......

ACAMS인증 Advanced-CAMS-Audit시험은 빨리 패스해야 되는데 어디서부터 어떻게 시험준비를 시작해야 하는지 갈피를 잡을수 없는 분들은Pass4Test가 도와드립니다. Pass4Test의 ACAMS인증 Advanced-CAMS-Audit덤프만 공부하면 시험패스에 자신이 생겨 불안한 상태에서 벗어날수 있습니다.덤프는 시장에서 가장 최신버전이기에 최신 시험문제의 모든 시험범위와 시험유형을 커버하여ACAMS인증 Advanced-CAMS-Audit시험을 쉽게 패스하여 자격증을 취득하여 찬란한 미래에 더 가깝도록 도와드립니다.

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Ian Lee Ian Lee

Biography

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